Live 2-Hour CE Webinar

Earn 2 credit hours of CFP / CIMA / CIMC / CPWA Ethics CE with NO exam!

Ethical Practices for Professionals
(Course#: 248997)

Ethics

Summary

During the webinar, Ed will present the CFP Board’s Ethics CE program to help bring CFP® professionals up-to-date on the new Code and Standards. This webinar is approved by the Certified Financial Planner Board of Standards, Inc. and meets the CFP Board’s Code of Ethics and Practice Standards Ethics CE requirement. It provides a comprehensive update and review of the CFP Board’s new Code of Ethics and Standards of Conduct (Code and Standards), with an emphasis on explaining to CFP® professionals what they need to do to meet the new standards.
(“Investments & Wealth Institute® has accepted this CFP Ethics webinar for 2 hours of CE credit towards the CIMA®, CPWA®, CIMC®, and RMA® certifications.”)

Overview

PRESENTER: EDWARD J. BARRETT
CFP®, CHFC®, CLU®, CEBS®, RPA, CRPS®, CRPC®, CPFA
Founder, President and CEO of Broker Educational Sales & Training, Inc. (BEST)

Date: Monday, November 11, 2019

Time: 2:00pm - 4:00pm EASTERN TIME

Credit: 2-HOURS OF CFP ETHICS CE*
(please read requirements below)

Fee: $49.00 (USD)

PAYMENT OPTIONS:
  1. CFP ONLY license: $49.00
  2. CIMA / CIMC / CPWA ONLY license: $49.00
  3. CFP AND CIMA / CIMC / CPWA licenses: $49.00 plus an additional fee of $25.00
Attendees must participate in all polling and quiz questions during the webinar. (Credit received for attendee time logged and participation, NO EXAMINATION at end of webinar.)

Begin Registering Here

Pay for Live Webinar

Thank you for your interest in our CFP Ethics live webinar. To begin registering, follow the detailed instructions listed below:

  1. Pay for the event by clicking the “PAY NOW FOR CFP ONLYOR the “PAY NOW FOR CIMA/CIMC/CPWA ONLYOR the “PAY NOW FOR CFP AND CIMA/CIMC/CPWA CREDIT” button below. Payment is non-refundable. If you are unable to attend webinar, credit will be provided for next available webinar.
  2. After payment, (DO NOT CLOSE YOUR WEB PAGE after you have finished paying for the webinar) a receipt will be presented which you can print for your records and you will also receive an email at the address you provided during payment;
  3. Check your email. The subject will be “Transaction Receipt from BROKER EDUCATIONAL SALES.” You will need the Author. # from the emailed receipt to complete your registration; (found at the middle or toward the bottom of receipt)
  4. On the online receipt page (NOT the emailed receipt), click on the “Go to Registration Form” button, found at the bottom left, to complete the registration page; (follow the detailed instructions listed on the top of that page)

We thank you for registering for the CFP Ethics Webinar. If you have any questions, please call BEST at 1-800-345-5669.

CFP Only credit:

CIMA/CIMC/CPWA Only credit:

CFP AND CIMA/CIMC/CPWA credit:

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ABOUT WEBINAR

This webinar is approved by the Certified Financial Planner Board of Standards, Inc. and meets the CFP Board’s Code of Ethics and Practice Standards Ethics CE requirement. It provides a comprehensive update and review of the CFP Board’s new Code of Ethics and Standards of Conduct (Code and Standards), with an emphasis on explaining to CFP® professionals what they need to do to meet the new standards.

Learning Objectives

  1. Identify the structure and content of the revised Code and Standards, including significant changes and how the changes affect CFP® professionals.
  2. Act in accordance with CFP Board’s fiduciary duty.
  3. Apply the Practice Standards when providing Financial Planning.
  4. Recognize situations when specific information must be provided to a Client.
  5. Recognize and avoid, or fully disclose and manage, Material Conflicts of Interest.

The webinar consists of

  1. Five learning objectives
  2. Five vignettes (review questions)
  3. Interactive polling questions at the end of each learning objective (except Learning Objective Number Four)
  4. Five interactive quiz questions after Learning Objective Number Five and its polling questions have been presented
  5. Webinar Evaluation Form at the conclusion of the presentation (Which will open after you have left the webinar. You will also receive a follow-up email one (1) to two (2) days after the webinar has ended, that will contain a link to the Evaluation Form found at the end of the email.)

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*CE CREDIT INFORMATION FOR CFP ETHICS LIVE WEBINAR
(Webinar consists of a 120 minute (2 hour) presentation.)

  • In order to be granted credit and receive a Certificate of Completion, advisors MUST:
    1. Be logged into AND viewing the video/presentation NOT just listening to the audio (The presentation begins promptly at 2:00PM and the system tracks each individuals time and participation.) (**Click here to view technical information.)
    2. View the ENTIRE presentation (from the time the presentation begins, until it ends / time prior to the start of the presentation DOES NOT count towards CE credit)
    3. Complete all polling and quiz questions during the webinar (credit received for attendee time logged and participation, no examination at end of webinar)
      1. An online form will pop up within your web browser AFTER the webinar has ended.
      2. You will also receive a follow-up email one (1) to two (2) days AFTER the webinar has ended, that will contain a link to the Evaluation Form found towards the end of the email.
    4. Approved to meet the mandatory two (2) credit hour CE CFP Ethics requirement
      (Webinar does NOT include state insurance credit.)
    5. BEST will report the completed credit on your behalf within five (5) business days of this live webinar, as long as you have provided your advanced designation information at registration

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Upcoming CFP Ethics Webinars

NOTE: Dates and times are subject to change.
*Please be aware that all times listed are Eastern Time Zone.

Date Time*
November 11 2:00PM – 4:00PM ET
December 09 2:00PM – 4:00PM ET

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